Compliance Monitor
156 Rules ActiveReal-time SEBI regulation tracking, investment restriction monitoring, and breach management
Total Rules Monitored
156
Across all scheme categories
Active Breaches
7
Requires immediate attention
Resolved This Month
23
March 2026
Schemes at Risk
4
With open breaches
Investment Restriction Limits
SEBI Regulation 21(5) -- real-time utilization vs regulatory limits. Warning zone begins at 85%.
Single Issuer Equity
8.5% / 10%0%85% utilized10%
Single Issuer Debt
9.2% / 10%0%92% utilized10%
Group Exposure
17.5% / 20%0%88% utilized20%
Sector Concentration
22% / 25%0%88% utilized25%
Overseas Investment
850M / 1000M0M85% utilized1000M
Borrowing
12% / 20%0%60% utilized20%
Breach Register
Active and recently resolved compliance breaches across all monitored schemes
Date | Scheme | Restriction | Limit | Actual | Type | Status | Days Open |
|---|---|---|---|---|---|---|---|
| 25 Mar 2026 | Finversal Small Cap Fund | Single Issuer Equity Limit | 10% | 10.8% | Passive | Open | 2 |
| 24 Mar 2026 | Finversal Mid Cap Opportunities Fund | Sector Concentration | 25% | 26.3% | Active | Escalated | 3 |
| 23 Mar 2026 | Finversal Multi Cap Fund | Group Exposure Limit | 20% | 21.5% | Passive | Open | 4 |
| 22 Mar 2026 | Finversal Banking & Financial Services Fund | Single Issuer Equity Limit | 10% | 11.2% | Active | Resolved | 5 |
| 21 Mar 2026 | Finversal Infrastructure Fund | Sector Allocation | 80% Infra | 72% | Passive | Open | 6 |
| 20 Mar 2026 | Finversal Large Cap Growth Fund | Large Cap Minimum | 80% | 76.4% | Passive | Waiver Granted | 7 |
| 19 Mar 2026 | Finversal Flexi Cap Fund | Overseas Investment | $1B | $1.05B | Active | Resolved | 8 |
| 18 Mar 2026 | Finversal Multi Cap Fund | Large Cap Min 25% | 25% | 22.1% | Passive | Under Review | 9 |
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Scheme Category Compliance
Compliance status breakdown per SEBI scheme categorization norms
Large Cap
PartialTotal Schemes3
Compliant2
Non-Compliant1
Mid Cap
Non-CompliantTotal Schemes1
Compliant0
Non-Compliant1
Small Cap
Non-CompliantTotal Schemes1
Compliant0
Non-Compliant1
Flexi Cap
CompliantTotal Schemes1
Compliant1
Non-Compliant0
Multi Cap
Non-CompliantTotal Schemes1
Compliant0
Non-Compliant1
ELSS
CompliantTotal Schemes1
Compliant1
Non-Compliant0
Liquid
PartialTotal Schemes2
Compliant1
Non-Compliant1
Debt
PartialTotal Schemes3
Compliant2
Non-Compliant1
Hybrid
PartialTotal Schemes2
Compliant1
Non-Compliant1
Index
CompliantTotal Schemes2
Compliant2
Non-Compliant0
Sectoral
Non-CompliantTotal Schemes2
Compliant0
Non-Compliant2
Value
CompliantTotal Schemes1
Compliant1
Non-Compliant0