DEMO MODE -- Using simulated data. Connect backend for live data.
In Progress
Lead: Arjun KumarTeam: 8 membersStarted: 15 Jan 2026Due:30 Apr 2026

Regulation Intelligence

Track SEBI, AMFI & RBI circulars, compliance deadlines, and implementation status

Last synced: 28 Mar 2026, 07:13 am
Total Regulations

65

Across SEBI, AMFI, RBI

SEBI Circulars Tracked

142

Since inception

Pending Implementation

8

3 Critical, 5 High

Compliance Score

94%

+2% from last quarter

Circular Tracker

20 circulars
Circular No.DateSubjectBodyImpactStatusDeadline
CIR/2024/00115 Dec 2024Revision in TER Slabs for Mutual Fund SchemesSEBICriticalIn Progress31 Mar 2025
CIR/2024/00210 Dec 2024Norms for Passive ELSS and Related ProductsSEBIHighUnder Review15 Apr 2025
CIR/2024/00328 Nov 2024Introduction of New Asset Class for Mutual FundsSEBICriticalPending30 Jun 2025
CIR/2024/00420 Nov 2024Disclosure of Material Information by Listed EntitiesSEBIMediumImplemented15 Jan 2025
CIR/2024/00515 Nov 2024Review of Stress Testing Framework for MF SchemesSEBIHighIn Progress28 Feb 2025
CIR/2024/00608 Nov 2024Enhanced KYC Requirements for Demat Account HoldersSEBIHighIn Progress15 Mar 2025
CIR/2024/00730 Oct 2024Standardisation of Risk-O-Meter MethodologyAMFIMediumImplemented31 Jan 2025
CIR/2024/00822 Oct 2024Side Pocketing of Debt and Money Market InstrumentsSEBIHighImplemented10 Jan 2025
AML/2024/00915 Oct 2024Updated AML/CFT Guidelines for Financial IntermediariesRBICriticalIn Progress01 Apr 2025
CIR/2024/01008 Oct 2024Framework for Execution-Only Platforms for MF DistributionSEBIMediumUnder Review15 May 2025
CIR/2024/01130 Sept 2024Mandatory ESG Disclosures for MF SchemesSEBIHighPending01 Jul 2025
CIR/2024/01222 Sept 2024Best Practices for Investor Grievance RedressalAMFIMediumImplemented31 Dec 2024
CIR/2024/01315 Sept 2024Swing Pricing Mechanism for Open-ended Debt SchemesSEBICriticalIn Progress01 Mar 2025
CIR/2024/01408 Sept 2024Enhanced Disclosure for AT1 and Tier 2 Bond HoldingsSEBIHighImplemented20 Jan 2025
RET/2024/01528 Aug 2024Revised Framework for Liquid Fund Investments in CBLO/RepoRBIMediumImplemented30 Nov 2024
CIR/2024/01620 Aug 2024Pooling of Investor Money in Segregated AccountsSEBIMediumUnder Review30 May 2025
CIR/2024/01712 Aug 2024Introduction of Flexi-Cap Category Norms RevisionSEBIHighImplemented15 Dec 2024
CIR/2024/01805 Aug 2024Standardisation of Transaction Cut-Off TimesAMFIMediumImplemented31 Oct 2024
CIR/2024/01928 Jul 2024Cybersecurity and Resilience Framework for AMCsSEBICriticalIn Progress15 Jun 2025
CIR/2024/02015 Jul 2024Rationalisation of MF Scheme Categorisation NormsSEBIHighPending01 Aug 2025

Compliance Calendar

005393d overdue

Review of Stress Testing Framework for MF Schemes

28 Feb 2025

013392d overdue

Swing Pricing Mechanism for Open-ended Debt Schemes

01 Mar 2025

006378d overdue

Enhanced KYC Requirements for Demat Account Holders

15 Mar 2025

001362d overdue

Revision in TER Slabs for Mutual Fund Schemes

31 Mar 2025

009361d overdue

Updated AML/CFT Guidelines for Financial Intermediaries

01 Apr 2025

002347d overdue

Norms for Passive ELSS and Related Products

15 Apr 2025

010317d overdue

Framework for Execution-Only Platforms for MF Distribution

15 May 2025

016302d overdue

Pooling of Investor Money in Segregated Accounts

30 May 2025

019286d overdue

Cybersecurity and Resilience Framework for AMCs

15 Jun 2025

003271d overdue

Introduction of New Asset Class for Mutual Funds

30 Jun 2025

Impact Analysis

Select a circular to view impact analysis